-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TtgiYW+48vP28y25Ock9sa70X4fIsUQra69alzK8gXKsxMIhRE3IfvFH/hdJIlDW bXL+WRK83Ac83x8IPNKdWg== 0000932799-02-000061.txt : 20020530 0000932799-02-000061.hdr.sgml : 20020530 20020530161317 ACCESSION NUMBER: 0000932799-02-000061 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020530 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHAPARRAL RESOURCES INC CENTRAL INDEX KEY: 0000019252 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 840630863 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-10253 FILM NUMBER: 02666406 BUSINESS ADDRESS: STREET 1: 16945 NORTHCHASE SUITE 1620 CITY: HOUSTON STATE: TX ZIP: 77060 BUSINESS PHONE: 2818777100 MAIL ADDRESS: STREET 1: 16945 NORTHCHASE STREET 2: SUITE 1620 CITY: HOUSTON STATE: TX ZIP: 77060 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALLEN & CO INC/ALLEN HOLDING INC CENTRAL INDEX KEY: 0000904807 IRS NUMBER: 931202428 STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328300 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13G 1 chapparl13g.txt SCH. 13G CHAPPARAL RESOURCES INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 CHAPARRAL RESOURCES, INC. (Name of Issuer) Common Stock, Par Value $0.0001 Per Share (Title of Class of Securities) 159420207 (CUSIP Number) May 20, 2002 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [x] Rule 13d-1(c) [ ] Rule 13d-1(d) The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or to otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 7 Pages SCHEDULE 13G - ------------------- ------------------- CUSIP No. 159420207 Page 2 of 7 Pages - ------------------- ------------------- ================================================================================ 1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Allen Holding Inc. - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ x ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 0 - -------------------------------------------------------------------------------- 6 SHARED VOTING POWER 0 - -------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,713,146 (includes 31,250 shares underlying warrants to purchase shares of the Issuer's Common Stock.) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ x ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 14.94% (1) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC - ------------------------------------------------------------------------------- 1 The percentage stated in the "Percent of Class Represented by Amount in Row (11)" has been calculated based on the number of outstanding shares of the Issuer's Common Stock reported on the Form 10-Q filed with the Issuer with the Securities and Exchange Commission ("SEC") on May 20, 2002. SCHEDULE 13G - ------------------- --------------------- CUSIP No. 159420207 Page 3 of 7 Pages - ------------------- --------------------- ================================================================================ 1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Allen & Company Incorporated - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ x ] (b) [ ] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 5,713,146 (includes 31,250 shares underlying warrants to purchase shares of the Issuer's Common Stock.) - -------------------------------------------------------------------------------- 6 SHARED VOTING POWER 0 - -------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 5,713,146 (includes 31,250 shares underlying warrants to purchase shares of the Issuer's Common Stock.) - -------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 5,713,146 (includes 31,250 shares underlying warrants to purchase shares of the Issuer's Common Stock.) - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ x ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 14.94% (2) - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO, BD - -------------------------------------------------------------------------------- 2 The percentage stated in the "Percent of Class Represented by Amount in Row (11)" has been calculated based on the number of outstanding shares of the Issuer's Common Stock reported on the Form 10-Q filed with the Issuer with the Securities and Exchange Commission ("SEC") on May 20, 2002. Page 4 of 7 Pages SCHEDULE 13G Summary: Reporting Persons make this filing on Schedule 13G to change the Form of Schedule on which beneficial ownership is being reported (Reporting Persons previously filed Amendment 10 to the Reporting Persons' Schedule 13D). As previously disclosed, due to the Issuer's issuance of its securities in connection with the restructuring of its debt, the Reporting Persons now hold beneficial ownership of less than 15% of the Issuer's Common Stock. As such holdings are passive in nature, Reporting Persons believe the beneficial ownership reported herein is appropriately disclosed on Schedule 13G. Item 1. (a) Name of Issuer: Chaparral Resources, Inc. (b) Address of Issuer's Principal Executive Office: 16945 Northchase Drive Suite 1620 Houston, TX 77060 Item 2. (a) Name of Person Filing: Allen Holding Inc. ("AHI") (b) Address of Principal Office or, if None, Residence: 711 Fifth Avenue New York, NY 10022 (c) Citizenship: Delaware (d) Title of Class of Securities: Common Stock, Par Value $0.0001 Per Share (e) CUSIP Number: 159420207 Page 5 of 7 Pages SCHEDULE 13G (a) Name of Person Filing: Allen & Company Incorporated ("ACI") (b) Address of Principal Office or, if None, Residence: 711 Fifth Avenue New York, NY 10022 (c) Citizenship: New York (d) Title of Class of Securities: Common Stock, Par Value $0.0001 Per Share (e) CUSIP Number: 159420207 Item 3. If this Statement is filed pursuant to Rule 13(d)-1(b), or 13d-2(b) or (c), check whether the person filing is a: N/A Item 4. Ownership. (a) Amount Beneficially Owned: 5,713,146 (includes 31,250 shares underlying warrants to purchase shares of the Issuer's Common Stock.) (b) Percent of Class: 14.94% (calculated based on number of outstanding shares of the Issuer's Common Stock reported on the Form 10-Q filed by the Issuer with the Securities and Exchange Commission ("SEC") on May 20, 2002.) Page 6 of 7 Pages SCHEDULE 13G (c)(1) Number of Shares to Which AHI Has: (i) Sole voting power - 0 (ii) Shared voting power - 0 (iii) Sole dispositive power - 0 (iv) Shared dispositive power -0 AHI owns 100% of the outstanding stock of ACI, and so may be deemed to beneficially own the shares which ACI owns as reported herein. (c)(2) Number of Shares to Which ACI Has: (i) Sole voting power - 5,713,146 (includes 31,250 shares underlying warrants to purchase shares of the Issuer's Common Stock.) (ii) Shared voting power - 0 (iii) Sole dispositive power - 5,713,146 (includes 31,250 shares underlying warrants to purchase shares of the Issuer's Common Stock.) (iv) Shared dispositive power -0 Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Item 6. Ownership of More than Five Percent on Behalf of Another Person. N/A Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. The 5,713,146 shares of common stock (which includes warrants to purchase the Issuer's common stock) are directly owned by ACI, which is a wholly-subsidiary of AHI. Page 7 of 7 Pages SCHEDULE 13G Item 8. Identification and Classification of Members of the Group. ACI, which owns the 5,713,146 shares of common stock (which includes warrants to purchase the Issuer's common stock) reported herein, is a wholly-subsidiary of AHI. Item 9. Notice of Dissolution of Group. N/A Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. ALLEN HOLDING INC. By: /s/ Kim M. Wieland -------------------- Name: Kim M. Wieland Title: Managing Director and CFO Date: May 29, 2002 ALLEN & COMPANY INCORPORATED By: /s/ Kim M. Wieland -------------------- Name: Kim M. Wieland Title: Managing Director and CFO Date: May 29, 2002 -----END PRIVACY-ENHANCED MESSAGE-----